Important: Please read all disclosures on this page carefully before accessing any investment-related content or submitting any application to Ascenda Enterprise Capital LLC. This page contains material legal and regulatory information.
1. Entity Information
2. Not Registered as an Investment Adviser
Ascenda Enterprise Capital LLC is not registered as an investment adviser with the U.S. Securities and Exchange Commission (SEC) or any state securities authority. AEC does not provide investment advice to the general public. Information presented on this website is for informational purposes only and does not constitute investment advice.
Prospective investors are strongly advised to consult with a registered investment adviser, licensed financial planner, or other qualified financial professional before making any investment decisions.
3. Not a FINRA Member
Ascenda Enterprise Capital LLC is not a member of the Financial Industry Regulatory Authority (FINRA) or the Securities Investor Protection Corporation (SIPC). Funds allocated to AEC are not SIPC-protected. Investors do not have access to FINRA dispute resolution services in connection with AEC.
For information about FINRA and investor protections, visit www.finra.org. For SEC resources, visit www.sec.gov.
4. Accredited Investor Requirement
Any investment opportunity offered by Ascenda Enterprise Capital LLC is available exclusively to Accredited Investors as defined under Rule 501 of Regulation D of the Securities Act of 1933, or Qualified Institutional Buyers as defined under Rule 144A of the Securities Act of 1933.
Under current SEC regulations, an individual qualifies as an Accredited Investor if they:
- Have a net worth exceeding $1,000,000, excluding the value of their primary residence, either individually or jointly with a spouse or spousal equivalent; OR
- Have income exceeding $200,000 in each of the two most recent years (or $300,000 jointly with a spouse or spousal equivalent) with a reasonable expectation of the same in the current year; OR
- Hold in good standing a Series 7, 65, or 82 securities license; OR
- Are a "knowledgeable employee" of a private fund
By submitting any application or investment inquiry to AEC, you represent and warrant that you meet the applicable accredited investor definition and agree to provide verification documentation upon request.
5. No Offer to Sell Securities
Nothing contained on this website or in any communication from Ascenda Enterprise Capital LLC constitutes an offer to sell or a solicitation of an offer to buy any security. Any such offer may only be made pursuant to a formal private placement memorandum ("PPM") or other offering document executed between AEC and a qualified investor, in compliance with applicable state and federal securities laws.
6. Risk Disclosures
All investments involve risk, including the total and permanent loss of principal. The following risks, among others, are associated with investments managed or facilitated by Ascenda Enterprise Capital LLC:
- Market risk — the value of investments may fluctuate due to market conditions
- Liquidity risk — investments may not be readily convertible to cash
- Concentration risk — AEC employs a concentrated investment strategy which increases exposure to individual positions
- Leverage risk — the use of leverage can amplify both gains and losses
- Regulatory risk — changes in laws or regulations may adversely affect investment returns
- Manager risk — returns are dependent on the skill and judgment of AEC's principal
- Market disruption risk — black swan events, geopolitical crises, or systemic failures may cause sudden and severe losses
- Real estate risk — real property investments are subject to local market conditions, interest rates, and economic factors
- Private equity risk — private company investments are illiquid, speculative, and may result in total loss
7. Performance Data Disclaimer
Any performance data, trading results, account balances, or financial metrics displayed on this website represent documented historical activity across trading accounts operated by Izaiah Cottle and Ascenda Enterprise Capital LLC. Such data is provided for informational context only.
Past performance is not indicative of future results. Historical trading results — whether from live accounts, documented sessions, or any other source — do not guarantee that similar results will be achieved in the future. Actual results may differ materially from historical performance due to market conditions, capital size, risk parameters, and other factors.
8. Forward-Looking Statements
This website may contain forward-looking statements regarding AEC's investment strategy, objectives, and expected outcomes. These statements involve known and unknown risks, uncertainties, and other factors that may cause actual results to differ materially from those expressed or implied. AEC undertakes no obligation to update or revise any forward-looking statements.
9. Market Disruption Limitation of Liability
Ascenda Enterprise Capital LLC and Izaiah Cottle expressly disclaim all liability for investment losses attributable to market disruption, extreme volatility, flash crashes, systemic financial crises, regulatory intervention, acts of God, geopolitical events, or any other conditions outside of AEC's reasonable control. By accessing this website or entering into any agreement with AEC, you expressly acknowledge and accept this limitation.
10. Tax Considerations
Ascenda Enterprise Capital LLC does not provide tax advice. Investors should consult with a qualified tax professional regarding the tax implications of any investment with AEC. Tax treatment may vary depending on individual circumstances and applicable law.
11. State Securities Laws
AEC's investment activities are subject to the securities laws of the State of Georgia and applicable federal securities laws. AEC may be required to make filings or obtain exemptions under state "Blue Sky" laws in states where it solicits investors. Prospective investors should consult with legal counsel regarding applicable state securities law requirements.
12. Contact & Complaints
For questions regarding these disclosures or to submit a complaint, contact:
Ascenda Enterprise Capital LLC
Email: ascendaenterprise@gmail.com
You may also contact the SEC at www.sec.gov/tcr or FINRA at www.finra.org/investors/have-problem.